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Guatemalan National Police Archive Project

The Historic Archive of the Guatemalan National Police (hereafter the Archive) was discovered, quite by accident, in July 2005.  Researchers immediately recognized both the importance and the fragility of the Archive's contents.  As a result, in early 2006 the Archive team invited Patrick to evaluate the documents and help them answer a seemingly simple question: How can we learn about the contents of the Archive in a shorter period of time than is needed to systematically examine each individual document? After inspecting the Archive, Patrick designed a multi-stage random sample of documents.  In May 2006, Tamy Guberek, Daniel Guzmán, and ...

Film: Solving for X

Solving for X documents Patrick's team as they travel to Guatemala, Kosovo, and Liberia, helping human rights supporters apply sophisticated computer analysis to human rights events.

The Art and Science of Coding AHPN Documents

The coding, from my perspective, is the heart of the project. I say this, because the coding team has the responsibility of selecting documents according to the random sample, recording the documents’ contents, and applying the criteria to convert that content into an entry in a quantitative database. Not to mention the fact that this team has the privilege of being in direct contact with the documents. At present, because of advanced organizational processes, not everyone has a chance to hold an original document in their hands. The quantitative study had many advantages in this regard; since we started work in parallel with the archival ...

Pretrial Risk Assessment Tools

Sarah L. Desmarais and Evan M. Lowder (2019). Pretrial Risk Assessment Tools: A Primer for Judges, Prosecutors, and Defense Attorneys. Safety and Justice Challenge, February 2019. © 2019 Safety and Justice Challenge. <<HRDAG's Kristian Lum and Tarak Shah served as Project Members and made contributions to the primer.>>

Sarah L. Desmarais and Evan M. Lowder (2019). Pretrial Risk Assessment Tools: A Primer for Judges, Prosecutors, and Defense Attorneys. Safety and Justice Challenge, February 2019. © 2019 Safety and Justice Challenge. <<HRDAG’s Kristian Lum and Tarak Shah served as Project Members and made significant contributions to the primer.>>


Open Source Used in Fight for Human Rights


The Great Lessons in Research at the Archive

Doing an investigation on the contents of the Archive brought with it three major lessons. The first big lesson was the constant movement (nothing was static), The second great lesson was that everything evolved (the changes were a constant). The third major lesson was to discover how two institutions can work together while geographically far apart. The constant movement As there were other processes being carried out at the Archive, everything was in constant movement. In other words, one day the documents were in X location and tomorrow they may be in location Y or dispersed in multiple locations. This made it impossible to know with certai...

Full Updated Statistical Analysis of Documentation of Killings in the Syrian Arab Republic

Price, Megan, Jeff Klingner, Anas Qtiesh, and Patrick Ball. 2013. Commissioned by the United Nations Office of the High Commissioner for Human Rights (OHCHR). Human Rights Data Analysis Group (June 13). © 2013 HRDAG. Creative Commons BY-NC-SA. [pdf via UN]


Updated Statistical Analysis of Documentation of Killings in the Syrian Arab Republic

Megan Price, Anita Gohdes, and Patrick Ball (2014). Human Rights Data Analysis Group, commissioned by the United Nations Office of the High Commissioner for Human Rights (OHCHR). August 22, 2014. © 2014 HRDAG. Creative Commons BY-NC-SA.


Nonprofits Are Taking a Wide-Eyed Look at What Data Could Do

In this story about how data are transforming the nonprofit world, Patrick Ball is quoted. Here’s an excerpt: “Data can have a profound impact on certain problems, but nonprofits are kidding themselves if they think the data techniques used by corporations can be applied wholesale to social problems,” says Patrick Ball, head of the nonprofit Human Rights Data Analysis Group.
Companies, he says, maintain complete data sets. A business knows every product it made last year, when it sold, and to whom. Charities, he says, are a different story.
“If you’re looking at poverty or trafficking or homicide, we don’t have all the data, and we’re not going to,” he says. “That’s why these amazing techniques that the industry people have are great in industry, but they don’t actually generalize to our space very well.”


Why It Took So Long To Update the U.N.-Sponsored Syria Death Count

In this story, Carl Bialik of FiveThirtyEight interviews HRDAG executive director Patrick Ball about the process of de-duplication, integration of databases, and machine-learning in the recent enumeration of reported casualties in Syria.
New reports of old deaths come in all the time, Ball said, making it tough to maintain a database. The duplicate-removal process means “it’s a lot like redoing the whole project each time,” he said.


Learning to Learn: Reflections on My Time at HRDAG

So much of what I learned at HRDAG was intangible, and I'm grateful to have been able to go deep.

12 Questions about Using Data Analysis to Bring Guatemalan War Criminals to Justice

When people talk about war criminals in Guatemala, which war are they talking about? They’re talking about the Guatemalan civil war, which began in 1960 and ended in 1996. That’s thirty-six years of civil war. Even though it ended almost two decades ago, Guatemala is still recovering from it. At its simplest, this civil war story was right-wing government forces fighting leftist rebels. But it went deeper than that, of course. The majority of the rebel forces was composed of indigenous peoples, primarily the Maya, (more…)

The Profile of Human Rights Violations in Timor-Leste, 1974-1999

Romesh Silva and Patrick Ball. “The Profile of Human Rights Violations in Timor-Leste, 1974-1999″, a Report by the Benetech Human Rights Data Analysis Group to the Commission on Reception, Truth and Reconciliation. 9 February 2006.


Killings and Refugee Flow in Kosovo, March–June, 1999 (A report to ICTY).

Patrick Ball, Wendy Betts, Fritz Scheuren, Jana Dudukovic, and Jana Asher. Killings and Refugee Flow in Kosovo, March–June, 1999 (A report to ICTY). © 2002 American Association for the Advancement of Science and American Bar Association Central and East European Law Initiative. [full text]


A Comparison of Marginal and Conditional Models for Capture–Recapture Data with Application to Human Rights Violations Data

Shira Mitchell, Al Ozonoff, Alan Zaslavsky, Bethany Hedt-Gauthier, Kristian Lum and Brent Coull (2013). A Comparison of Marginal and Conditional Models for Capture-Recapture Data with Application to Human Rights Violations Data. Biometrics, Volume 69, Issue 4, pages 1022–1032, December 2013. © 2013, The International Biometric Society. DOI: 10.1111/biom.12089.

Shira Mitchell, Al Ozonoff, Alan Zaslavsky, Bethany Hedt-Gauthier, Kristian Lum and Brent Coull (2013). A Comparison of Marginal and Conditional Models for Capture-Recapture Data with Application to Human Rights Violations Data. Biometrics, Volume 69Issue 4pages 1022–1032December 2013. © 2013, The International Biometric Society. DOI: 10.1111/biom.12089.


Theoretical limits of microclustering for record linkage

James E Johndrow, Kristian Lum and D B Dunson (2018). Theoretical limits of microclustering for record linkage. Biometrika. 19 March 2018. © 2018 Oxford University Press. DOI 10.1093/biomet/asy003.

John E Johndrow, Kristian Lum and D B Dunson (2018). Theoretical limits of microclustering for record linkage. Biometrika. 19 March 2018. © 2018 Oxford University Press. DOI 10.1093/biomet/asy003.


Low-risk population size estimates in the presence of capture heterogeneity

James Johndrow, Kristian Lum and Daniel Manrique-Vallier (2019). Low-risk population size estimates in the presence of capture heterogeneity. Biometrika, asy065, 22 January 2019. © 2019 Biometrika Trust. https://doi.org/10.1093/biomet/asy065

James Johndrow, Kristian Lum and Daniel Manrique-Vallier (2019). Low-risk population size estimates in the presence of capture heterogeneityBiometrika, asy065, 22 January 2019. © 2019 Biometrika Trust. https://doi.org/10.1093/biomet/asy065


Assessing Claims of Declining Lethal Violence in Colombia

Patrick Ball, Tamy Guberek, Daniel Guzmán, Amelia Hoover, and Meghan Lynch (2007). “Assessing Claims of Declining Lethal Violence in Colombia.” Benetech. Also available in Spanish – “Para Evaluar Afirmaciones Sobre la Reducción de la Violencia Letal en Colombia.”


Studying Millions of Rescued Documents: Sampling Plan at the Guatemalan National Police Archive (GNPA).

Daniel R. Guzmán, Tamy Guberek, Gary M. Shapiro, Paul Zador (2009). “Studying Millions of Rescued Documents: Sampling Plan at the Guatemalan National Police Archive (GNPA).” In JSM Proceedings, Survey Research Methods Section. Alexandria, VA: American Statistical Association.


Guatemala 2011 – Developing Sampling Methods to Help Convict Perpetrators

During 36 years of internal armed conflict, which ended in 1996, an estimated 200,000 Guatemalans were killed or disappeared. HRDAG researchers returned to Guatemala in 2006 to analyze a sample of the estimated 46 million records discovered in the archive of the now disbanded Guatemalan National Police. HRDAG statisticians Daniel Guzmán, Romesh Silva, Patrick Ball and Tamy Guberek, together with Paul Zador and Gary Shapiro of the American Statistical Association, developed a multi-stage random sample of the archive to get a clearer picture of its contents. Sampled documents shed light on the disappearance of Guatemalan union leader Edgar Fernando ...

Our work has been used by truth commissions, international criminal tribunals, and non-governmental human rights organizations. We have worked with partners on projects on five continents.

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